Lucy Parken

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 23 Dec 2024)
    • [FCA CF] Manager of certification employee (28 Apr 2023 to 31 Jan 2025)
    • [FCA CF] Client dealing (24 Dec 2020 to 30 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF27 Investment Management (27 Mar 2006 to 31 Oct 2007)
  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Client dealing (since 24 Dec 2020)
    • [FCA CF] Manager of certification employee (28 Apr 2023 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Mar 2006 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • [FCA CF] Client dealing (since 24 Dec 2020)
    • [FCA CF] Manager of certification employee (28 Apr 2023 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Mar 2006 to 31 Oct 2007)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (19 Dec 2023 to 31 Jan 2025)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (6 Nov 2003 to 30 Sep 2005)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (6 Nov 2003 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.