Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF18 Other Overall Responsibility (16 Mar 2020 to 20 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2020)
    • CF30 Customer (24 Nov 2017 to 8 Dec 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2023)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (24 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.