JPMorgan Asset Management (UK) Limited

• Principal Place of Business

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daemon Keith Bear

  IRN DKB01032

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF26 Customer Trading (28 Oct 2002 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 28 Oct 2002)
• Daire Timothy Dunne

  IRN DTD01023

  • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
  • CF27 Investment Management (29 Sep 2005 to 31 Oct 2007)
• Damien Lodge

  IRN DPL01024

  • [FCA CF] Material risk taker (since 15 Sep 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (6 Mar 2015 to 8 Dec 2019)
• Dana Haimoff

  IRN DXH01351

  • [FCA CF] Client dealing (since 11 Dec 2025)
  • [FCA CF] Manager of certification employee (since 11 Aug 2025)
  • SMF18 Other Overall Responsibility (18 Mar 2020 to 15 May 2025)
  • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2025)
  • CF1 Director (18 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 26 Mar 2008)
  • CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
• Daniel Henry George Baird

  IRN DHB01056

  • CF27 Investment Management (1 Dec 2001 to 2 Dec 2002)
• Daniel James Watkins

  IRN DJW01386

  • CF1 Director (6 Nov 2012 to 25 Jun 2019)
  • CF29 Significant management (3 Nov 2008 to 30 May 2012)
• Daniel Owen McNeill

  IRN DOM01004

  • [FCA CF] Material risk taker (31 Jul 2020 to 25 Oct 2022)
  • [FCA CF] Manager of certification employee (14 Feb 2020 to 19 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
  • CF30 Customer (22 Oct 2019 to 8 Dec 2019)
• Daniel Thomas Miller Green

  IRN DTG01022

  • CF30 Customer (1 Nov 2007 to 17 Mar 2014)
  • CF27 Investment Management (6 Jul 2006 to 31 Oct 2007)
• Daniel White

  IRN DXW02140

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2021 to 22 Jan 2022)
• Danielle Moss

  IRN DXM01495

  • CF27 Investment Management (1 Dec 2001 to 12 Sep 2003)

No changes recorded yet.