JPMorgan Asset Management (UK) Limited

• Principal Place of Business

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• BRYON LAKE

  IRN BXL01423

  • [FCA CF] Material risk taker (9 Dec 2019 to 2 Apr 2020)
  • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
• Barbora Matouskova

  IRN BXM01510

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
  • CF30 Customer (22 Mar 2018 to 8 Dec 2019)
• Bartjan Van Hulten

  IRN BKV01003

  • [FCA CF] Client dealing (since 26 Feb 2024)
• Beate Gross

  IRN BXG01232

  • SMF4 Chief Risk (9 Dec 2019 to 10 Oct 2025)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF14 Risk Assessment (18 Jun 2007 to 31 Oct 2007)
• Beate Muenstermann

  IRN BXM01195

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Beltran Lastra

  IRN BXA01082

  • CF30 Customer (1 Nov 2007 to 24 Sep 2014)
  • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
• Ben Callan

  IRN BMC01032

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Dec 2009 to 8 Dec 2019)
• Ben FRANCIS

  IRN BRF01021

  • [FCA CF] Manager of certification employee (7 Oct 2021 to 1 Apr 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
  • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
• Benjamin Alan Cowley

  IRN BAC01039

  • CF30 Customer (1 Nov 2007 to 19 Jun 2008)
  • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
• Benjamin Anthony Kilmartin

  IRN BAK01011

  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)

No changes recorded yet.