Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (6 Jun 2002 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.