Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
- CF30 Customer (16 Apr 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Jan 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
- CF30 Customer (16 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 May 2009)
- CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (6 Jun 2002 to 28 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.