J.P. Morgan Markets Limited

FRN: 114031
Date authorised: 1 April 2013
Companies House: 01592029
Last scraped: 3 weeks ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

25 Bank Street

Canary Wharf

London

E14 5JP

UNITED KINGDOM

Phone

+442034936310

Web

https://www.jpmorgan.com/global
Complaints Contact

25 Bank Street

London

E14 5JP

UNITED KINGDOM

Phone

+4402034936310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trade Settlement Routing

For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Electronic Trade Settlement

For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Rajeev Shah
IRN RXS01335
- (2637)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Rajiv Gupta
IRN RXG01178
- (2557)CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- (2558)CF27 Investment Management (16 Feb 2007 to 31 Oct 2007)
- (2559)CF21 Investment Adviser (13 Sep 2006 to 31 Oct 2007)
Ralf Dietrich Nocker
IRN RDN01007
- (328)CF21 Investment Adviser (6 Sep 2005 to 30 Oct 2007)
Ralf Gambietz
IRN RXG01307
- (2356)[FCA CF] Client dealing (8 Apr 2020 to 18 Jan 2021)
Ralph Curwen
IRN RXC00811
- (577)[FCA CF] Client dealing (since 3 Jan 2025)
Ram Narayan Chockalingam
IRN RXC00559
- (758)[FCA CF] Client dealing (since 28 Feb 2024)
- (3165)[FCA CF] Manager of certification employee (28 Feb 2024 to 6 Aug 2025)
Rami Belaid
IRN RXB02574
- (91)[FCA CF] Client dealing (since 13 May 2024)
- (1701)[FCA CF] Manager of certification employee (6 Jun 2024 to 15 Jan 2025)
Ran Shi
IRN RXS01546
- (1906)CF30 Customer (2 Jun 2008 to 2 Mar 2009)
Randall Steven Barker
IRN RSB01059
- (891)CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
Raphael Hersant
IRN RXH00670
- (3115)[FCA CF] Client dealing (28 Feb 2024 to 27 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

3 weeks ago
controlled function added: (298)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (297)[FCA CF] Client dealing
3 weeks ago
controlled function added: (296)[FCA CF] Client dealing
3 weeks ago
controlled function added: (295)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (294)[FCA CF] Client dealing
3 weeks ago
controlled function added: (293)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (292)[FCA CF] Client dealing
3 weeks ago
controlled function added: (291)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (290)[FCA CF] Client dealing
3 weeks ago
controlled function added: (289)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.