Ran Shi

• Wells Fargo Securities International Limited (no longer approved here)

  FRN 186745

  • [FCA CF] Material risk taker (16 Aug 2022 to 1 Nov 2022)
  • [FCA CF] Client dealing (16 Aug 2022 to 23 Nov 2022)
• Wells Fargo Bank, National Association (no longer approved here)

  FRN 456183

  • [FCA CF] Material risk taker (16 Aug 2022 to 1 Nov 2022)
  • [FCA CF] Client dealing (16 Aug 2022 to 23 Nov 2022)
  • CF30 Customer (31 Mar 2015 to 6 Mar 2016)
• Banco Santander, S.A. (no longer approved here)

  FRN 136261

  • CF30 Customer (17 May 2011 to 25 Nov 2013)
• Santander Financial Services plc (no longer approved here)

  FRN 146003

  • CF30 Customer (17 May 2011 to 25 Nov 2013)
• J.P. Morgan Markets Limited (no longer approved here)

  FRN 114031

  • CF30 Customer (2 Jun 2008 to 2 Mar 2009)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
  • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
  • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • CF21 Investment Adviser (17 Dec 2002 to 18 Apr 2005)

No changes recorded yet.