Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 13 May 2024)
- [FCA CF] Manager of certification employee (6 Jun 2024 to 15 Jan 2025)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (14 Oct 2019 to 27 Dec 2023)
- CF30 Customer (3 Aug 2015 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (14 Oct 2019 to 27 Dec 2023)
- CF30 Customer (3 Aug 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
- CF30 Customer (14 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.