J.P. Morgan Markets Limited

Date authorised
1 April 2013
Companies House
01592029
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
    Web
    https://www.jpmorgan.com/global

  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +4402034936310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Monzini

    IRN NXM01153

    • (2663)CF30 Customer (1 Nov 2007 to 2 May 2008)
    • (2664)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nicolae Serban Hortopan

    IRN NSH01027

    • (1385)CF30 Customer (1 Nov 2007 to 30 May 2008)
    • (1386)CF26 Customer Trading (4 Jul 2007 to 31 Oct 2007)
  • Nicolas Alexander Albrecht

    IRN NAA01033

    • (1191)CF21 Investment Adviser (8 Dec 2004 to 29 Oct 2007)
  • Nicolas Bihler

    IRN NXB01378

    • (2200)[FCA CF] Material risk taker (10 Sep 2021 to 31 Dec 2021)
    • (2201)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jul 2023)
    • (2199)[FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2023)
    • (2198)CF30 Customer (31 Dec 2014 to 8 Dec 2019)
  • Nicolas Bury

    IRN NXB01360

    • (1885)[FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jan 2020)
    • (1884)[FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2020)
    • (1883)CF30 Customer (17 Nov 2011 to 8 Dec 2019)
  • Nicolas Charles Maximilien Thum

    IRN NCT01026

    • (1606)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2004)
  • Nicolas Daniel Jugniot

    IRN NDJ01018

    • (1206)CF30 Customer (1 Nov 2007 to 8 May 2008)
    • (1207)CF21 Investment Adviser (11 Sep 2006 to 31 Oct 2007)
  • Nicolas Freillat

    IRN NAF01028

    • (3333)CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • Nicolas Parys

    IRN NXP62675

    • (946)[FCA CF] Client dealing (since 28 Feb 2024)
  • Nicolas Prolhac

    IRN NXP01233

    • (2303)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2021)
    • (2302)[FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
    • (2301)[FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
    • (2300)CF30 Customer (10 Jan 2012 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (788)[FCA CF] Manager of certification employee

  2. controlled function added: (787)[FCA CF] Client dealing

  3. controlled function added: (786)[FCA CF] Client dealing

  4. controlled function added: (785)[FCA CF] Client dealing

  5. controlled function added: (784)[FCA CF] Client dealing

  6. controlled function added: (783)[FCA CF] Client dealing

  7. controlled function added: (782)[FCA CF] Client dealing

  8. controlled function added: (781)[FCA CF] Client dealing

  9. controlled function added: (780)[FCA CF] Client dealing

  10. controlled function added: (779)[FCA CF] Client dealing

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