Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (10 Sep 2021 to 31 Dec 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2023)
- CF30 Customer (31 Dec 2014 to 8 Dec 2019)
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- [FCA CF] Material risk taker (10 Sep 2021 to 21 Sep 2023)
- [FCA CF] Manager of certification employee (11 Oct 2019 to 17 Jul 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2023)
- CF30 Customer (14 Jul 2011 to 6 Mar 2016)
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- [FCA CF] Material risk taker (10 Sep 2021 to 21 Sep 2023)
- [FCA CF] Manager of certification employee (11 Oct 2019 to 17 Jul 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (16 Apr 2021 to 22 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.