Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acer Tree Investment Management LLP (no longer approved here)

    FRN 937794

    • [FCA CF] Client dealing (1 Dec 2022 to 31 Dec 2024)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jan 2020)
    • CF30 Customer (17 Nov 2011 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 May 2018 to 30 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (25 May 2018 to 30 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.