J.P. Morgan Markets Limited

Date authorised
1 April 2013
Companies House
01592029
Last scraped
2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
    Web
    https://www.jpmorgan.com/global

  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +4402034936310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Fairbairn

    IRN PRF01032

    • (3004)[FCA CF] Material risk taker (21 Jun 2021 to 1 Aug 2022)
    • (3005)[FCA CF] Manager of certification employee (21 Jun 2021 to 1 Aug 2022)
    • (3003)[FCA CF] Client dealing (21 Jun 2021 to 1 Aug 2022)
  • Paul Farrell

    IRN PAF01113

    • (255)[FCA CF] Material risk taker (since 31 Oct 2024)
    • (257)[FCA CF] Significant management (since 25 Oct 2021)
    • (256)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (254)[FCA CF] Client dealing (since 9 Dec 2019)
    • (2043)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • (2042)CF30 Customer (23 May 2011 to 8 Dec 2019)
  • Paul Francis Brannan

    IRN PFB01057

    • (323)CF30 Customer (1 Nov 2007 to 2 Apr 2012)
    • (324)CF29 Significant management (1 Nov 2007 to 28 Sep 2011)
    • (326)CF16 Significant Mgt (Desgntd Investment Business) (20 Sep 2007 to 31 Oct 2007)
    • (325)CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
  • Paul Francis Goodhind

    IRN PFG01016

    • (983)CF30 Customer (1 Nov 2007 to 2 May 2008)
    • (984)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Gerald Stuart Silver

    IRN PGS01051

    • (918)CF21 Investment Adviser (1 Dec 2001 to 17 May 2005)
  • Paul Glasgow

    IRN TPG01010

    • (356)[FCA CF] Client dealing (since 9 Dec 2019)
    • (2496)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • (2495)CF30 Customer (23 Nov 2017 to 8 Dec 2019)
  • Paul Gooden

    IRN PRG01044

    • (2744)CF21 Investment Adviser (26 Aug 2003 to 23 Oct 2003)
  • Paul Graham Eaton

    IRN PGE01010

    • (1008)CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
  • Paul Green

    IRN PXG45500

    • (3)[FCA CF] Material risk taker (since 5 Nov 2024)
    • (4)[FCA CF] Significant management (since 11 Aug 2020)
    • (2912)[FCA CF] Manager of certification employee (24 May 2023 to 4 Jan 2024)
    • (2911)[FCA CF] Material risk taker (11 Aug 2020 to 31 Dec 2021)
  • Paul Heyes

    IRN PIH01009

    • (195)[FCA CF] Client dealing (since 2 Oct 2020)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (818)[FCA CF] Client dealing

  2. controlled function added: (817)[FCA CF] Client dealing

  3. controlled function added: (816)[FCA CF] Client dealing

  4. controlled function added: (815)[FCA CF] Manager of certification employee

  5. controlled function added: (814)[FCA CF] Client dealing

  6. controlled function added: (813)[FCA CF] Client dealing

  7. controlled function added: (812)[FCA CF] Client dealing

  8. controlled function added: (811)[FCA CF] Client dealing

  9. controlled function added: (810)[FCA CF] Client dealing

  10. controlled function added: (809)[FCA CF] Client dealing

Show more