Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Aug 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2002 to 5 Aug 2002)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Aug 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2002 to 5 Aug 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (5 Aug 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (6 Jun 2002 to 5 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.