Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (23 Nov 2017 to 8 Dec 2019)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 17 May 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (5 Aug 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jun 2002 to 5 Aug 2002)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (5 Aug 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jun 2002 to 5 Aug 2002)
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- CF21 Investment Adviser (5 Aug 2002 to 30 Dec 2002)
- CF22 Investment Adviser (Trainee) (6 Jun 2002 to 5 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.