Paul Gooden

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 1 Aug 2024)
Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 1 Aug 2024)
FIL Investments International (no longer approved here)
FRN 122170
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
- CF30 Customer (15 Jul 2019 to 8 Dec 2019)
FIL Investment Advisors (UK) Limited (no longer approved here)
FRN 159360
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
- CF30 Customer (15 Jul 2019 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (24 Aug 2011 to 11 Apr 2012)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (26 Aug 2003 to 23 Oct 2003)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.