J.P. Morgan Europe Limited

Date authorised
3 July 2013
Companies House
00938937
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034931949
    Web
    https://www.chase.co.uk/gb/en/

  • Complaints Contact

    25 Bank Street
    -
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034931949

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Retail Fund Guardian

  • Specialist Fund Guardian

  • Private Fund Guardian

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Consumer Loans

  • Loan Servicing

  • Digital Money

    For Retail (Investment), Professional, Eligible Counterparty, Issuing Electronic Money

  • Investment Setup

    For Retail (Non-Investment Insurance), Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelly-Lu McCaffrey Lindberg

    IRN KXL01082

    • (3874)CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
  • Kemal Eker

    IRN KXE01089

    • (1757)[FCA CF] Client dealing (28 Feb 2018 to 8 Nov 2020)
  • Kenji Kinoshita

    IRN KXK61840

    • (2629)[FCA CF] Manager of certification employee (21 Feb 2022 to 4 Jul 2022)
    • (2628)[FCA CF] Client dealing (19 Nov 2018 to 4 Jul 2022)
  • Kenny Chuk Yuen Hui

    IRN KCH01015

    • (193)CF22 Investment Adviser (Trainee) (7 May 2002 to 30 Dec 2002)
  • Kentaro Kiso

    IRN KXK01076

    • (3757)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • Kerry Griffiths-Hayles

    IRN KXG01410

    • (1617)CF30 Customer (11 Jul 2014 to 16 Nov 2015)
  • Ketki Mahendra Miles

    IRN KXM01144

    • (2089)[FCA CF] Manager of certification employee (19 Nov 2019 to 17 Feb 2020)
    • (2090)[FCA CF] Significant management (7 Mar 2016 to 17 Mar 2020)
    • (2088)[FCA CF] Material risk taker (7 Mar 2016 to 11 Oct 2020)
    • (2087)CF29 Significant management (18 Jul 2013 to 6 Mar 2016)
  • Kevin Cumiskey

    IRN KFC01003

    • (3375)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • Kevin Gerard Brolley

    IRN KGB01017

    • (1422)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • Kevin Harper

    IRN KXH01175

    • (984)CF26 Customer Trading (1 Dec 2001 to 8 Aug 2005)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4018)SMF16 Compliance Oversight

  2. controlled function added: (4017)CF21 Investment Adviser

  3. controlled function added: (4016)CF21 Investment Adviser

  4. controlled function added: (4015)CF1 Director

  5. controlled function added: (4014)CF29 Significant management

  6. controlled function added: (4013)SMF6 Head of Key Business Areas

  7. controlled function added: (4012)SMF18 Other Overall Responsibility

  8. controlled function added: (4011)CF21 Investment Adviser

  9. controlled function added: (4010)CF14 Risk Assessment

  10. controlled function added: (4009)CF21 Investment Adviser

Show more