Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 15 Jan 2026)
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (27 Jan 2020 to 30 Jun 2021)
- [FCA CF] Manager of certification employee (26 Jan 2017 to 23 Feb 2024)
- CF30 Customer (13 Jan 2010 to 6 Mar 2016)
-
Citibank, N.A.
FRN 124704
- [FCA CF] Manager of certification employee (since 15 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (26 Jan 2017 to 23 Feb 2024)
- CF30 Customer (4 Mar 2010 to 6 Mar 2016)
-
Citibank Europe plc
FRN 211646
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 22 May 2017)
- [FCA CF] Manager of certification employee (26 Jan 2017 to 28 Feb 2020)
-
- CF21 Investment Adviser (22 Sep 2005 to 31 Dec 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.