JonesTrading International Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Second FloorBerkeley Square HouseLondonW1J 6BDUNITED KINGDOM- Phone
- +442071136200
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Complaints Contact
Second FloorBerkeley Square HouseLondonW1J 6BDUNITED KINGDOM- Phone
- +442071136200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Russell Clifton
IRN RXC01273
- CF30 Customer (17 Oct 2016 to 29 May 2018)
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Ryan Ignazio Lasalle
IRN RIL01014
- CF26 Customer Trading (18 Sep 2003 to 1 Jan 2007)
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Samuel Dawson
IRN SXD09021
- CF30 Customer (7 Jan 2019 to 8 Dec 2019)
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Simon David Pearce
IRN SDP01065
- [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2022)
- CF30 Customer (14 Jul 2015 to 8 Dec 2019)
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Simon James Warrener
IRN SJW01201
- CF30 Customer (16 May 2015 to 30 Oct 2015)
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Simon John Cole
IRN SJC01196
- CF26 Customer Trading (18 Jan 2005 to 1 Dec 2006)
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Simon Philip John Monson
IRN SPM01100
- CF26 Customer Trading (15 Apr 2003 to 5 Sep 2003)
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Stephen William Ponto
IRN SWP01027
- CF3 Chief Executive (23 Jun 2008 to 10 Aug 2015)
- CF1 Director (23 Jun 2008 to 10 Aug 2015)
- CF29 Significant management (1 Nov 2007 to 10 Aug 2015)
- CF30 Customer (1 Nov 2007 to 30 Sep 2015)
- CF11 Money Laundering Reporting (3 Feb 2003 to 10 Aug 2015)
- CF26 Customer Trading (3 Feb 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (3 Feb 2003 to 10 Aug 2015)
- CF20 Significant Mgt (Settlements) (2 Jan 2003 to 31 Oct 2007)
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Steven A Chmielewski
IRN SAC01128
- CF1 Director (29 Nov 2002 to 10 Aug 2015)
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William K Jones
IRN WKJ01003
- CF30 Customer (15 Dec 2009 to 11 Aug 2016)
- CF2 Non Executive Director (29 Nov 2002 to 1 Jan 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.