Simon Philip John Monson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JTC GAS UK LLP

    FRN 551769

    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 Nov 2016)
    • CF30 Customer (since 29 Jan 2015)
    • SMF1 Chief Executive (4 Jul 2024 to 10 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jul 2024)
    • CF11 Money Laundering Reporting (25 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 May 2017 to 8 Dec 2019)
    • CF4 Partner (29 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (13 Dec 2011 to 4 Mar 2013)
  • Bids Trading Limited

    FRN 763377

    • Employed By (since 8 Nov 2016)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF30 Customer (22 Aug 2013 to 9 Jan 2015)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 9 Feb 2011)
    • CF21 Investment Adviser (12 Dec 2006 to 31 Oct 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (20 Sep 2005 to 31 Jul 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (24 Sep 2004 to 17 May 2005)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (22 Dec 2003 to 11 Aug 2004)
    • CF26 Customer Trading (15 Sep 2003 to 22 Dec 2003)
  • JonesTrading International Limited (no longer approved here)

    FRN 208165

    • CF26 Customer Trading (15 Apr 2003 to 5 Sep 2003)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.