Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (23 Jun 2008 to 10 Aug 2015)
- CF1 Director (23 Jun 2008 to 10 Aug 2015)
- CF30 Customer (1 Nov 2007 to 30 Sep 2015)
- CF29 Significant management (1 Nov 2007 to 10 Aug 2015)
- CF26 Customer Trading (3 Feb 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (3 Feb 2003 to 10 Aug 2015)
- CF11 Money Laundering Reporting (3 Feb 2003 to 10 Aug 2015)
- CF20 Significant Mgt (Settlements) (2 Jan 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.