JOHNSTON CAMPBELL LIMITED

• Principal Place of Business

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

  Web

  https://www.amberriver.com

• Complaints Contact

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raymond Thomas Mulligan

  IRN RTM00006

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (21 Sep 2005 to 31 Mar 2009)
  • CF3 Chief Executive (21 Sep 2005 to 29 Jun 2011)
  • CF24 Pension Transfer Specialist (21 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
  • CF1 Director (21 Sep 2005 to 8 Dec 2019)
• Rebecca Elizabeth Linder

  IRN RXN00078

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 May 2025)
  • [FCA CF] Client dealing (since 14 May 2025)
  • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 31 Jan 2023)
  • [FCA CF] Client dealing (1 Mar 2021 to 31 Jan 2023)
  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 31 Jan 2023)
• Rodney Alexander Farrell

  IRN RAF01163

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
• Scott Peter Foy

  IRN SXF00383

  • [FCA CF] Client dealing (31 Jan 2023 to 7 Jul 2023)
  • [FCA CF] Functions requiring qualifications (31 Jan 2023 to 7 Jul 2023)
  • Appointed representative dealing with clients for which they require qualification (31 Jan 2023 to 7 Jul 2023)
• Shane Johnston Barr

  IRN SJB00031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 18 Sep 2023)
• Simon Rogerson Brunt

  IRN SRB01144

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Feb 2024)
  • CF2 Non Executive Director (22 Aug 2019 to 8 Dec 2019)
• Siobhan Marie Paton

  IRN SXP00297

  • [FCA CF] Manager of certification employee (8 Mar 2021 to 31 Dec 2022)
  • [FCA CF] Client dealing (8 Mar 2021 to 31 Dec 2022)
• Stephen Bell

  IRN SXB02043

  • CF30 Customer (10 Apr 2008 to 6 Nov 2009)
• Valerie Ann McMullan

  IRN VXR00005

  • Responsible for Insurance Mediation (21 Sep 2005 to 24 Dec 2010)
  • CF11 Money Laundering Reporting (21 Sep 2005 to 24 Dec 2010)
  • CF10 Compliance Oversight (21 Sep 2005 to 24 Dec 2010)
  • CF1 Director (21 Sep 2005 to 24 Dec 2010)
• William Nigel Cruikshanks

  IRN WNC01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)

• White McMullan Barnes Ltd (no longer appointed)

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• Barr and Law Limited (no longer appointed)

  FRN 951028 · Appointed 14 May 2021 · Until 26 Sep 2022

• DNT Wealth Management (no longer appointed)

  FRN 518693 · Appointed 26 Feb 2010 · Until 10 May 2019

• IDS Wealth Management LLP (no longer appointed)

  FRN 487161 · Appointed 4 Aug 2008 · Until 21 Nov 2023

• H M Wealth Management LLP (no longer appointed)

  FRN 466446 · Appointed 10 Apr 2007 · Until 10 Nov 2023

No changes recorded yet.