Rodney Alexander Farrell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Priory Financial Planning Ltd

    FRN 224274

    • (1)Employed By (since 16 Jan 2024)
    • (5)Employed By (23 Oct 2020 to 16 Jan 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2024)
    • CF30 Customer (since 2 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (4 Nov 2020 to 16 Jan 2024)
    • CF30 Customer (23 Oct 2020 to 16 Jan 2024)
  • JOHNSTON CAMPBELL LIMITED (no longer approved here)

    FRN 432503

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2020)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Priory Financial Planning Ltd

  2. controlled function added: (5)Employed By at Priory Financial Planning Ltd

  3. controlled function added: (1)Employed By at Priory Financial Planning Ltd