Raymond Thomas Mulligan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JOHNSTON CAMPBELL LIMITED (no longer approved here)

    FRN 432503

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (21 Sep 2005 to 29 Jun 2011)
    • CF8 Apportionment and Oversight (21 Sep 2005 to 31 Mar 2009)
    • CF1 Director (21 Sep 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (21 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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