Joh. Berenberg, Gossler & Co. KG
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Berenberg Bank60 Threadneedle StreetLondonCity Of LondonEC2R 8HPUNITED KINGDOM- Phone
- +442032077800
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Complaints Contact
Berenberg Bank60 Threadneedle StreetLondonCity Of LondonEC2R 8HPUNITED KINGDOM- Phone
- +442037533027
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stuart Holt
IRN SXH01868
- [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2024)
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Tajender Sandhu
IRN TSS01013
- [FCA CF] Client dealing (17 Apr 2023 to 7 Nov 2023)
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Thomas Bateman
IRN TXB47230
- [FCA CF] Client dealing (3 Jan 2020 to 5 Jul 2024)
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Thomas Clive George Ravenscroft
IRN TXR00177
- [FCA CF] Client dealing (14 Jun 2022 to 6 Oct 2023)
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Thomas Edward Ballard
IRN TEB01044
- [FCA CF] Client dealing (since 23 Oct 2024)
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Thomas James McCallum
IRN TXM00500
- [FCA CF] Client dealing (31 Aug 2023 to 12 Jun 2025)
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Thomas Michael Robert Jones
IRN TMJ01015
- [FCA CF] Significant management (6 Jul 2023 to 14 Nov 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2025)
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Thomas Miles Cox
IRN TMC01046
- [FCA CF] Client dealing (since 15 Sep 2023)
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Thomas Oliver Daniel Floyd
IRN TOF01001
- [FCA CF] Client dealing (since 9 Dec 2019)
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Thomas Rands
IRN TAR01062
- [FCA CF] Client dealing (since 23 May 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.