Tajender Sandhu

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Analyst Alpha Generation Limited
FRN 972969
- [FCA CF] Client dealing (since 15 Jul 2025)
Joh. Berenberg, Gossler & Co. KG (no longer approved here)
FRN 959302
- [FCA CF] Client dealing (17 Apr 2023 to 7 Nov 2023)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (25 Jul 2017 to 4 Feb 2019)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (17 Feb 2012 to 10 Jul 2017)
Pictet Asset Management Limited (no longer approved here)
FRN 181966
- CF27 Investment Management (1 Dec 2001 to 16 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.