Thomas Rands

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Joh. Berenberg, Gossler & Co. KG
FRN 959302
- [FCA CF] Client dealing (since 23 May 2025)
J & E Davy (UK) Limited (no longer approved here)
FRN 172140
- [FCA CF] Client dealing (30 May 2024 to 10 Apr 2025)
Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Client dealing (6 Mar 2018 to 4 Mar 2023)
- CF30 Customer (13 Nov 2012 to 6 Mar 2016)
Peel Hunt LLP (no longer approved here)
FRN 530083
- CF30 Customer (13 Dec 2010 to 5 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.