JLT Wealth Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Neill Rawson
IRN ANR00005
- CF30 Customer (8 Aug 2016 to 31 May 2019)
Andrew Peter Rhodes
IRN APR00006
- CF30 Customer (28 Feb 2011 to 14 Sep 2012)
Andrew Thomas Wandless
IRN ARU00003
- CF30 Customer (16 Jun 2010 to 31 May 2011)
Angela Haythorne
IRN AXH01897
- CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- CF22 Investment Adviser (Trainee) (30 Aug 2007 to 31 Oct 2007)
Anthony Edward Stevens
IRN AES00034
- CF30 Customer (11 Jan 2012 to 14 Sep 2012)
Anthony John Moore
IRN AJM01516
- CF28 Systems and controls (1 Nov 2007 to 25 Jan 2010)
- CF13 Finance (19 Nov 2004 to 31 Oct 2007)
Balamurugan Viswanathan
IRN BXV01120
- CF1 Director (9 Dec 2015 to 30 Apr 2019)
Barry Charles Rogers
IRN GCR00018
- CF1 Director (1 Dec 2001 to 3 Dec 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 21 May 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 21 May 2004)
- CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2004)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 21 May 2004)
- CF3 Chief Executive (1 Dec 2001 to 3 Dec 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 21 May 2004)
Barry Luckie
IRN BXL00007
- CF30 Customer (1 Nov 2007 to 21 Dec 2011)
- CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)
Benoit Hudon
IRN BXH08478
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (19 Jul 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Moneywise Publishing Limited (no longer appointed)
FRN 576343 · Appointed 18 May 2012 · Until 31 Dec 2014
Age UK Ltd (no longer appointed)
FRN 524630 · Appointed 17 May 2012 · Until 31 Dec 2014
SWAT Financial Planning Limited (no longer appointed)
FRN 224247 · Appointed 3 Feb 2005 · Until 31 Oct 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.