Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 1 Oct 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 22 Sep 2020)
    • CF30 Customer (since 22 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Oculus Wealth Management (East Sussex) Limited (no longer approved here)

    FRN 839616

    • (1)Employed By (22 Sep 2020 to 1 Oct 2020)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF22 Investment Adviser (Trainee) (30 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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