JLT Wealth Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael James Sturgess
IRN MJS01357
- CF1 Director (AR) (8 Feb 2005 to 31 Oct 2005)
Michael James Wheeler
IRN MXW00244
- CF30 Customer (5 Oct 2011 to 22 May 2015)
Michael John O'Brien
IRN MJO01148
- SMF16 Compliance Oversight (9 Dec 2019 to 12 May 2020)
- CF10 Compliance Oversight (17 Jul 2017 to 8 Dec 2019)
Michael John Smith
IRN MJS00028
- CF30 Customer (25 Nov 2011 to 14 Sep 2012)
Michael Pallewela Samara
IRN MPS00035
- CF30 Customer (5 Aug 2013 to 8 Dec 2019)
Michael Roger Neve
IRN MRN00006
- CF21 Investment Adviser (1 Jan 2005 to 14 Aug 2005)
Michael Thomas Reynolds
IRN MTR01015
- CF29 Significant management (26 Nov 2012 to 29 Sep 2015)
Nathan James Corcoran
IRN NJC00080
- CF30 Customer (13 Mar 2017 to 8 Dec 2019)
Neil Adams
IRN NJA01039
- CF30 Customer (27 Jul 2011 to 14 Sep 2012)
Nicholas John Eade
IRN NJE00017
- CF30 Customer (27 Jul 2012 to 30 Dec 2012)

Smaller firms operating under this firm's FCA authorisation.

Moneywise Publishing Limited (no longer appointed)
FRN 576343 · Appointed 18 May 2012 · Until 31 Dec 2014
Age UK Ltd (no longer appointed)
FRN 524630 · Appointed 17 May 2012 · Until 31 Dec 2014
SWAT Financial Planning Limited (no longer appointed)
FRN 224247 · Appointed 3 Feb 2005 · Until 31 Oct 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.