Michael John O'Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • SMF16 Compliance Oversight (9 Dec 2019 to 12 May 2020)
    • CF10 Compliance Oversight (17 Jul 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Responsible for Insurance Mediation (22 Dec 2016 to 23 Jun 2017)
    • Responsibility for MCD Intermediation (22 Dec 2016 to 23 Jun 2017)
    • CF10 Compliance Oversight (1 Dec 2016 to 22 Jun 2017)
    • CF28 Systems and controls (7 Mar 2013 to 23 Jun 2017)
    • CF1 Director (AR) (25 Jul 2012 to 23 Jun 2017)
    • CF1 Director (23 Apr 2012 to 23 Jun 2017)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Responsibility for MCD Intermediation (22 Dec 2016 to 23 Jun 2017)
    • Responsible for Insurance Mediation (22 Dec 2016 to 23 Jun 2017)
    • CF10 Compliance Oversight (1 Dec 2016 to 22 Jun 2017)
    • CF28 Systems and controls (15 Mar 2013 to 23 Jun 2017)
    • CF1 Director (AR) (5 Nov 2012 to 23 Jun 2017)
    • CF1 Director (30 Jul 2010 to 23 Jun 2017)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Responsibility for MCD Intermediation (22 Dec 2016 to 23 Jun 2017)
    • Responsible for Insurance Mediation (22 Dec 2016 to 23 Jun 2017)
    • CF10 Compliance Oversight (1 Dec 2016 to 22 Jun 2017)
    • CF28 Systems and controls (15 Mar 2013 to 23 Jun 2017)
    • CF1 Director (17 Apr 2012 to 23 Jun 2017)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (5 Nov 2012 to 23 May 2017)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Jul 2012 to 23 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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