JLT Wealth Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karen Elizabeth Phillips
IRN KEF00002
- Responsible for Insurance Distribution (1 Oct 2018 to 17 Jan 2019)
- Responsible for Insurance Mediation (5 Feb 2009 to 30 Sep 2018)
- CF8 Apportionment and Oversight (5 Feb 2009 to 31 Mar 2009)
- CF3 Chief Executive (5 Feb 2009 to 31 Oct 2019)
- CF30 Customer (1 Nov 2007 to 31 Oct 2019)
- CF1 Director (4 Jan 2005 to 31 Oct 2019)
- CF24 Pension Transfer Specialist (2 Mar 2004 to 31 Oct 2007)
- CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
Kenneth Matthew McCall
IRN KMM01065
- CF30 Customer (1 Jul 2011 to 8 Dec 2019)
Kevin Alan Taylor
IRN KAT00012
- CF30 Customer (4 Oct 2013 to 8 Dec 2019)
Kimberley Ann Mannings
IRN KAC01077
- CF30 Customer (27 Apr 2019 to 8 Dec 2019)
Lena Regina Francesca Christina Tan
IRN LRT00004
- CF30 Customer (5 Aug 2013 to 8 Dec 2019)
Linda Janet Rolls
IRN LXR01156
- CF30 Customer (11 Nov 2016 to 12 Sep 2019)
Louisa McGreig
IRN LED01019
- CF30 Customer (8 Sep 2010 to 22 Sep 2016)
Lucy Atthis
IRN LMA01043
- CF30 Customer (13 Mar 2019 to 8 Dec 2019)
Mark David Jones
IRN MDJ01078
- CF10 Compliance Oversight (20 Feb 2017 to 21 Jul 2017)
- CF1 Director (10 Nov 2015 to 3 Apr 2018)
- CF28 Systems and controls (10 Nov 2015 to 3 Apr 2018)
Mark Francis Citrone
IRN MFC00013
- CF30 Customer (29 Mar 2011 to 19 May 2017)

Smaller firms operating under this firm's FCA authorisation.

Moneywise Publishing Limited (no longer appointed)
FRN 576343 · Appointed 18 May 2012 · Until 31 Dec 2014
Age UK Ltd (no longer appointed)
FRN 524630 · Appointed 17 May 2012 · Until 31 Dec 2014
SWAT Financial Planning Limited (no longer appointed)
FRN 224247 · Appointed 3 Feb 2005 · Until 31 Oct 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.