Lucy Atthis

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Sep 2022)
    • CF30 Customer (since 21 Sep 2022)
    • CF30 Customer (20 Sep 2016 to 11 Jan 2019)
  • David James Wealth Limited

    FRN 771834

    • Employed By (since 21 Sep 2022)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2022)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Beals Mortgage and Financial Services Limited (no longer approved here)

    FRN 471442

    • Employed By (20 Sep 2016 to 11 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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