Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (4 Oct 2013 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (24 Sep 2007 to 31 Oct 2007)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (24 Sep 2007 to 1 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

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