Jewell & Petersen Ltd

Date authorised
1 April 2013
Companies House
05179604
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hafod Wen
    Cae Rex
    Llanblethian
    Cowbridge
    South Glamorgan
    CF71 7JS
    UNITED KINGDOM
    Phone
    +441446771465
    Web
    https://www.jpltd.co.uk

  • Complaints Contact

    Hafod Wen
    Cae Rex
    Llanblethian
    Cowbridge
    South Glamorgan
    CF71 7JS
    UNITED KINGDOM
    Phone
    +4401446771465

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alun Edward Thomas

    IRN AET01044

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF22 Investment Adviser (Trainee) (16 Nov 2006 to 31 Oct 2007)
  • Anthony James Jewell

    IRN AJJ00022

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Oct 2004 to 8 Dec 2019)
    • CF1 Director (22 Oct 2004 to 8 Dec 2019)
  • Carl Petersen

    IRN CXP00066

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (22 Oct 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
    • CF1 Director (22 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 Oct 2004 to 31 Mar 2009)
  • Darren Jeremy Nathan

    IRN DXN00048

    • CF30 Customer (1 Nov 2007 to 7 Sep 2012)
    • CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 26 Jun 2006)
  • Helen Jewell

    IRN HXJ00097

    • Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2023)
  • Joanna Petersen

    IRN JXP00849

    • Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2023)
  • Katherine Jane Reynolds

    IRN KJR01059

    • CF22 Investment Adviser (Trainee) (30 Jan 2006 to 20 Jun 2006)
  • Mark Petersen

    IRN MXP01667

    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 17 Jul 2007)
  • Michael Davies

    IRN MXD00110

    • CF30 Customer (15 Jan 2009 to 24 Sep 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.