Carl Petersen

• Jewell & Petersen Ltd

  FRN 402532

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (22 Oct 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Oct 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (22 Oct 2004 to 31 Mar 2009)
• The Whitechurch Network Limited (no longer approved here)

  FRN 190859

  • CF1 Director (AR) (14 Feb 2003 to 6 Jan 2005)
  • CF21 Investment Adviser (23 May 2002 to 6 Jan 2005)
• The Peterson Partnership (no longer approved here)

  FRN 222582

  • (1)Employed By (14 Feb 2003 to 6 Jan 2005)
• PRISM Independent Financial Advisers Limited (no longer approved here)

  FRN 200449

  • (10)Employed By (1 Dec 2001 to 6 Jan 2005)

No changes recorded yet.