Anthony James Jewell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jewell & Petersen Ltd

    FRN 402532

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
    • CF1 Director (22 Oct 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2004 to 8 Dec 2019)
  • Jewell Financial (no longer approved here)

    FRN 221755

    • (2)Employed By (15 Jan 2003 to 29 Nov 2004)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (23 May 2002 to 29 Nov 2004)
  • PRISM Independent Financial Advisers Limited (no longer approved here)

    FRN 200449

    • (9)Employed By (23 May 2002 to 29 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.