JEFFERIES INTERNATIONAL LIMITED

• Principal Place of Business

  100 Bishopsgate

  London

  EC2N 4JL

  UNITED KINGDOM

  Phone

  +442070298000

  Web

  https://www.jefferies.com

• Complaints Contact

  100 Bishopsgate

  London

  EC2N 4JL

  UNITED KINGDOM

  Phone

  +442070298000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Kenny

  IRN AXK01828

  • CF30 Customer (14 Oct 2009 to 13 Dec 2010)
• Andrew Mark Wade

  IRN AMW01164

  • [FCA CF] Manager of certification employee (since 27 Jan 2022)
  • [FCA CF] Client dealing (since 1 Feb 2021)
  • CF30 Customer (9 Nov 2019 to 8 Dec 2019)
• Andrew Meigh

  IRN APM01089

  • CF21 Investment Adviser (23 Oct 2006 to 2 Oct 2007)
• Andrew Michael Shortland

  IRN AMS01178

  • CF1 Director (26 Oct 2012 to 17 Aug 2015)
  • CF29 Significant management (26 Jan 2010 to 17 Aug 2015)
  • CF30 Customer (2 Sep 2008 to 31 Mar 2017)
• Andrew Packer Wilbur

  IRN APW01097

  • [FCA CF] Significant management (since 13 Nov 2023)
  • [FCA CF] Client dealing (since 13 Nov 2023)
  • [FCA CF] Manager of certification employee (since 13 Nov 2023)
• Andrew Paul Lee

  IRN APL01059

  • CF30 Customer (17 Jun 2011 to 17 Jan 2012)
• Andrew Peter White

  IRN APW01089

  • [FCA CF] Client dealing (since 1 Feb 2021)
  • [FCA CF] Algorithmic trading (since 1 Feb 2021)
  • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
  • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
• Andrew Reid

  IRN AWR01049

  • [FCA CF] Material risk taker (since 3 Jun 2021)
  • [FCA CF] Significant management (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (since 2 Dec 2020)
• Andrew Richard Baldock

  IRN ARB01123

  • CF30 Customer (28 Mar 2014 to 8 Jun 2015)
• Andrew Richard Giblin

  IRN ARG01082

  • CF23 Corporate Finance Adviser (2 Sep 2004 to 5 Nov 2004)

No changes recorded yet.