Andrew Michael Shortland

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe

    FRN 149380

    • SMF1 Chief Executive (since 23 Dec 2025)
    • SMF3 Executive Director (since 23 Dec 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • SMF18 Other Overall Responsibility (20 Oct 2022 to 23 Dec 2025)
    • [FCA CF] Material risk taker (13 Jan 2022 to 20 Oct 2022)
    • [FCA CF] Manager of certification employee (13 Jan 2022 to 20 Oct 2022)
    • [FCA CF] Client dealing (13 Jan 2022 to 20 Oct 2022)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF1 Director (26 Oct 2012 to 17 Aug 2015)
    • CF29 Significant management (26 Jan 2010 to 17 Aug 2015)
    • CF30 Customer (2 Sep 2008 to 31 Mar 2017)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 12 May 2008)
    • CF29 Significant management (1 Nov 2007 to 12 May 2008)
    • CF21 Investment Adviser (11 Mar 2002 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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