JEFFERIES INTERNATIONAL LIMITED

Date authorised
1 April 2013
Companies House
01978621
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
    Web
    https://www.jefferies.com

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Denison Pope

    IRN NDP01053

    • (2440)CF30 Customer (4 Jun 2009 to 30 Sep 2011)
  • Nicholas Egerton

    IRN NXE01039

    • (1581)[FCA CF] Manager of certification employee (17 Nov 2021 to 22 Oct 2025)
    • (1579)[FCA CF] Client dealing (18 Oct 2021 to 22 Oct 2025)
    • (1580)[FCA CF] Material risk taker (18 Oct 2021 to 2 Oct 2023)
    • (1582)[FCA CF] Significant management (18 Oct 2021 to 22 Oct 2025)
  • Nicholas Francis Quinn

    IRN NFQ01000

    • (1315)[FCA CF] Client dealing (1 Feb 2021 to 27 Aug 2024)
    • (1316)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (1314)CF30 Customer (31 Mar 2008 to 8 Dec 2019)
  • Nicholas Graham Oliver

    IRN NGO01007

    • (246)[FCA CF] Client dealing (since 1 Feb 2021)
    • (919)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (918)CF30 Customer (28 May 2019 to 8 Dec 2019)
  • Nicholas Hanser

    IRN NXH01359

    • (235)CF30 Customer (23 Dec 2010 to 9 Feb 2011)
  • Nicholas Heasman

    IRN NJH01113

    • (310)[FCA CF] Algorithmic trading (since 19 Oct 2022)
    • (311)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1134)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (1133)CF30 Customer (8 Nov 2019 to 8 Dec 2019)
  • Nicholas Ian Hamish Prys-Owen

    IRN NIP01008

    • (1949)CF30 Customer (28 Apr 2014 to 29 Mar 2018)
  • Nicholas James Wood

    IRN NXW01158

    • (68)[FCA CF] Client dealing (since 1 Feb 2021)
    • (2012)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (2011)CF30 Customer (24 Sep 2013 to 8 Dec 2019)
  • Nicholas John Gordon

    IRN NJG01122

    • (315)CF30 Customer (2 Jul 2009 to 31 Mar 2011)
  • Nicholas Jonathan Davies

    IRN NJD01050

    • (400)CF30 Customer (1 Nov 2007 to 22 Dec 2008)
    • (401)CF23 Corporate Finance Adviser (25 Oct 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Jefferies Hoare Govett

  2. controlled function added: (904)SMF18 Other Overall Responsibility

  3. controlled function added: (903)SMF18 Other Overall Responsibility

  4. controlled function added: (902)SMF18 Other Overall Responsibility

  5. controlled function added: (901)SMF9 Chair of the Governing Body

  6. controlled function added: (900)SMF13 Chair of the Nominations Committee

  7. controlled function added: (899)SMF18 Other Overall Responsibility

  8. controlled function added: (898)SMF10 Chair of the Risk Committee

  9. controlled function added: (897)SMF1 Chief Executive

  10. controlled function added: (896)SMF3 Executive Director

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