Nicholas Egerton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (17 Nov 2021 to 22 Oct 2025)
    • [FCA CF] Material risk taker (18 Oct 2021 to 2 Oct 2023)
    • [FCA CF] Significant management (18 Oct 2021 to 22 Oct 2025)
    • [FCA CF] Client dealing (18 Oct 2021 to 22 Oct 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (23 Feb 2017 to 9 Jul 2021)
    • [FCA CF] Manager of certification employee (23 Feb 2017 to 9 Jul 2021)
    • [FCA CF] Material risk taker (23 Feb 2017 to 9 Jul 2021)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (18 Mar 2003 to 16 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.