Nicholas Heasman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Algorithmic trading (since 19 Oct 2022)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 13 Sep 2019)
    • [FCA CF] Client dealing (23 Aug 2018 to 12 Aug 2019)
    • [FCA CF] Manager of certification employee (23 Aug 2018 to 28 Feb 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (19 Feb 2002 to 22 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.