Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
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Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Retail (Investment), Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philipp Edward Adam
IRN PXA00330
- (546)[FCA CF] Client dealing (since 17 Sep 2025)
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Philippa Jade O'Brien
IRN PJO01083
- (66)CF30 Customer (11 Feb 2013 to 26 Jun 2018)
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Philippa Jola Gardner
IRN PJG01194
- (2479)[FCA CF] Client dealing (1 Feb 2021 to 21 Nov 2021)
- (2478)CF30 Customer (31 Aug 2018 to 8 Dec 2019)
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Philippe Drouin
IRN PXD01243
- (365)[FCA CF] Significant management (since 17 Apr 2024)
- (363)[FCA CF] Client dealing (since 17 Apr 2024)
- (364)[FCA CF] Manager of certification employee (since 17 Apr 2024)
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Philippe Geronimi
IRN PXG01220
- (555)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
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Philippe Jean Houchois
IRN PJH01226
- (1594)[FCA CF] Manager of certification employee (1 Feb 2021 to 31 Aug 2024)
- (1593)[FCA CF] Client dealing (1 Feb 2021 to 31 Aug 2024)
- (1592)CF30 Customer (18 Apr 2016 to 8 Dec 2019)
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Phillip Derek Dobbin
IRN PDD01034
- (1541)CF30 Customer (20 Mar 2015 to 4 Apr 2019)
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Phillip Matthew Bond
IRN PMB01130
- (320)[FCA CF] Client dealing (since 1 Feb 2021)
- (1163)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1165)[FCA CF] Significant management (1 Feb 2021 to 26 Jan 2022)
- (1164)[FCA CF] Manager of certification employee (1 Feb 2021 to 26 Jan 2022)
- (1161)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (1162)CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
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Phillip Michael Jenkins
IRN PMJ01023
- (584)CF30 Customer (1 Sep 2008 to 18 May 2012)
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Phillip Sperry Kemp
IRN PSK01035
- (362)CF30 Customer (1 Nov 2007 to 18 Apr 2008)
- (363)CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (875)[FCA CF] Material risk taker
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controlled function added: (874)[FCA CF] Client dealing
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controlled function added: (873)[FCA CF] Client dealing
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controlled function added: (872)[FCA CF] Client dealing
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controlled function added: (871)[FCA CF] Client dealing
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controlled function added: (870)[FCA CF] Client dealing
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controlled function added: (869)[FCA CF] Client dealing
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controlled function added: (868)[FCA CF] Client dealing
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controlled function added: (867)[FCA CF] Client dealing
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controlled function added: (866)[FCA CF] Client dealing