Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 1 Feb 2021)
- [FCA CF] Manager of certification employee (1 Feb 2021 to 26 Jan 2022)
- [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- [FCA CF] Significant management (1 Feb 2021 to 26 Jan 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Sep 2003 to 24 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.