Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 26 Jan 2022)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • [FCA CF] Significant management (1 Feb 2021 to 26 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • CF21 Investment Adviser (23 Sep 2003 to 24 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.