Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Aug 2024)
    • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 15 Jun 2008)
    • CF21 Investment Adviser (27 Apr 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (27 Apr 2004 to 2 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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