JEFFERIES INTERNATIONAL LIMITED

Date authorised
1 April 2013
Companies House
01978621
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
    Web
    https://www.jefferies.com

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Edward Miller

    IRN MXM02165

    • (319)CF30 Customer (1 Nov 2007 to 16 Dec 2008)
    • (320)CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
  • Mark Gordon Harvey

    IRN MXH00428

    • (1423)[FCA CF] Client dealing (8 Oct 2020 to 10 Jan 2022)
  • Mark Hanney

    IRN MXH01454

    • (1371)CF22 Investment Adviser (Trainee) (8 Nov 2002 to 6 Dec 2002)
    • (1374)CF10 Compliance Oversight (21 Dec 2001 to 14 Oct 2002)
    • (1373)CF11 Money Laundering Reporting (21 Dec 2001 to 14 Oct 2002)
    • (1372)CF13 Finance (1 Dec 2001 to 14 Oct 2002)
  • Mark James Francis Mulholland

    IRN MJM01240

    • (387)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1566)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1567)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark James Heath

    IRN MJH01487

    • (2430)[FCA CF] Client dealing (5 Jul 2021 to 15 Jul 2024)
    • (2432)[FCA CF] Manager of certification employee (5 Jul 2021 to 20 Feb 2023)
    • (2431)[FCA CF] Material risk taker (5 Jul 2021 to 2 Oct 2023)
  • Mark James Shiels

    IRN MJS01235

    • (2088)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (2087)[FCA CF] Client dealing (1 Feb 2021 to 8 Nov 2025)
    • (2086)CF30 Customer (12 Sep 2014 to 8 Dec 2019)
  • Mark Justin Truman

    IRN MJT01095

    • (1740)CF30 Customer (1 Nov 2007 to 18 Jun 2014)
    • (1741)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Newberry

    IRN MXN01188

    • (491)CF30 Customer (1 Nov 2007 to 15 Nov 2016)
    • (492)CF21 Investment Adviser (20 Jun 2002 to 31 Oct 2007)
  • Mark Nicholas Mearing-Smith

    IRN MXM36585

    • (864)[FCA CF] Client dealing (since 11 Dec 2020)
  • Mark Patrick Pohlmann

    IRN MPP01031

    • (607)CF30 Customer (7 Oct 2013 to 21 Aug 2017)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (585)[FCA CF] Client dealing

  2. controlled function added: (584)[FCA CF] Client dealing

  3. controlled function added: (583)[FCA CF] Client dealing

  4. controlled function added: (582)[FCA CF] Client dealing

  5. controlled function added: (581)[FCA CF] Algorithmic trading

  6. controlled function added: (580)[FCA CF] Client dealing

  7. controlled function added: (579)[FCA CF] Client dealing

  8. controlled function added: (578)[FCA CF] Client dealing

  9. controlled function added: (577)[FCA CF] Client dealing

  10. controlled function added: (576)[FCA CF] Client dealing

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