Mark James Heath

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (5 Jul 2021 to 20 Feb 2023)
    • [FCA CF] Client dealing (5 Jul 2021 to 15 Jul 2024)
    • [FCA CF] Material risk taker (5 Jul 2021 to 2 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2019 to 7 Aug 2020)
    • [FCA CF] Client dealing (21 Oct 2016 to 21 Jun 2021)
    • CF30 Customer (24 Aug 2015 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2019 to 7 Aug 2020)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 13 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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