Mark James Shiels

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 8 Nov 2025)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (12 Sep 2014 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 3 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.