JEFFERIES INTERNATIONAL LIMITED

FRN: 139253
Date authorised: 1 April 2013
Companies House: 01978621
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

Web

https://www.jefferies.com
Complaints Contact

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Denison Pope
IRN NDP01053
- (2440)CF30 Customer (4 Jun 2009 to 30 Sep 2011)
Nicholas Egerton
IRN NXE01039
- (1581)[FCA CF] Manager of certification employee (17 Nov 2021 to 22 Oct 2025)
- (1582)[FCA CF] Significant management (18 Oct 2021 to 22 Oct 2025)
- (1579)[FCA CF] Client dealing (18 Oct 2021 to 22 Oct 2025)
- (1580)[FCA CF] Material risk taker (18 Oct 2021 to 2 Oct 2023)
Nicholas Francis Quinn
IRN NFQ01000
- (1315)[FCA CF] Client dealing (1 Feb 2021 to 27 Aug 2024)
- (1316)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1314)CF30 Customer (31 Mar 2008 to 8 Dec 2019)
Nicholas Graham Oliver
IRN NGO01007
- (246)[FCA CF] Client dealing (since 1 Feb 2021)
- (919)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (918)CF30 Customer (28 May 2019 to 8 Dec 2019)
Nicholas Hanser
IRN NXH01359
- (235)CF30 Customer (23 Dec 2010 to 9 Feb 2011)
Nicholas Heasman
IRN NJH01113
- (310)[FCA CF] Algorithmic trading (since 19 Oct 2022)
- (311)[FCA CF] Client dealing (since 1 Feb 2021)
- (1134)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1133)CF30 Customer (8 Nov 2019 to 8 Dec 2019)
Nicholas Ian Hamish Prys-Owen
IRN NIP01008
- (1949)CF30 Customer (28 Apr 2014 to 29 Mar 2018)
Nicholas James Wood
IRN NXW01158
- (68)[FCA CF] Client dealing (since 1 Feb 2021)
- (2012)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (2011)CF30 Customer (24 Sep 2013 to 8 Dec 2019)
Nicholas John Gordon
IRN NJG01122
- (315)CF30 Customer (2 Jul 2009 to 31 Mar 2011)
Nicholas Jonathan Davies
IRN NJD01050
- (400)CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- (401)CF23 Corporate Finance Adviser (25 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (665)[FCA CF] Client dealing
3 days ago
controlled function added: (664)[FCA CF] Client dealing
3 days ago
controlled function added: (663)[FCA CF] Client dealing
3 days ago
controlled function added: (662)[FCA CF] Client dealing
3 days ago
controlled function added: (661)[FCA CF] Client dealing
3 days ago
controlled function added: (660)[FCA CF] Client dealing
3 days ago
controlled function added: (659)[FCA CF] Client dealing
3 days ago
controlled function added: (658)[FCA CF] Client dealing
3 days ago
controlled function added: (657)[FCA CF] Client dealing
3 days ago
controlled function added: (656)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.