Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
-
Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Retail (Investment), Professional, Eligible Counterparty
-
Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Richard James Rundle Perkin
IRN RXP00615
- (622)[FCA CF] Client dealing (since 16 Jul 2024)
-
Richard James Taylor
IRN RJT01146
- (1047)[FCA CF] Client dealing (1 Sep 2023 to 20 Nov 2025)
-
Richard Jonathan Wood
IRN RJW01360
- (2082)CF30 Customer (3 Mar 2014 to 12 Dec 2014)
-
Richard Mark Arnold
IRN RXA00193
- (829)[FCA CF] Significant management (since 2 Jun 2021)
-
Richard Mark Edward Taylor
IRN RMT01062
- (437)CF30 Customer (14 Apr 2010 to 4 Apr 2012)
-
Richard Mark Gostling
IRN RMG01048
- (1659)[FCA CF] Material risk taker (15 Jul 2022 to 2 Oct 2023)
- (1658)[FCA CF] Client dealing (15 Jul 2022 to 25 Jul 2025)
-
Richard Martin Kent
IRN RMK01020
- (448)[FCA CF] Client dealing (since 1 Feb 2021)
- (449)[FCA CF] Significant management (since 1 Feb 2021)
- (2200)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (2198)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (2199)CF23 Corporate Finance Adviser (10 Oct 2005 to 31 Oct 2007)
-
Richard Nevins
IRN RXN01123
- (390)CF30 Customer (1 Nov 2007 to 18 Apr 2008)
- (391)CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
-
Richard Sean Few
IRN XRF01000
- (2437)CF30 Customer (1 Nov 2007 to 5 Nov 2007)
- (2438)CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
-
Richard Segal
IRN RXS01426
- (1470)CF30 Customer (21 Apr 2011 to 3 Jun 2015)
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (705)[FCA CF] Client dealing
-
controlled function added: (704)[FCA CF] Client dealing
-
controlled function added: (703)[FCA CF] Client dealing
-
controlled function added: (702)[FCA CF] Client dealing
-
controlled function added: (701)[FCA CF] Client dealing
-
controlled function added: (700)[FCA CF] Client dealing
-
controlled function added: (699)[FCA CF] Client dealing
-
controlled function added: (698)[FCA CF] Client dealing
-
controlled function added: (697)[FCA CF] Client dealing
-
controlled function added: (696)[FCA CF] Client dealing