Richard James Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Sep 2023 to 20 Nov 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (26 Jan 2017 to 12 Apr 2021)
    • [FCA CF] Manager of certification employee (26 Jan 2017 to 12 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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