JEFFERIES INTERNATIONAL LIMITED

FRN: 139253
Date authorised: 1 April 2013
Companies House: 01978621
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

Web

https://www.jefferies.com
Complaints Contact

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Kairui Quek
IRN NKQ01000
- (13)CF30 Customer (19 May 2017 to 8 Dec 2019)
Nicholas Koh
IRN NXK07215
- (2395)[FCA CF] Client dealing (1 Feb 2021 to 8 Oct 2021)
- (2394)CF30 Customer (13 Oct 2018 to 8 Dec 2019)
Nicholas Mark Williams
IRN NMW01033
- (890)SMF11 Chair of the Audit Committee (since 9 Dec 2019)
- (2605)CF2 Non Executive Director (14 Mar 2018 to 8 Dec 2019)
Nicholas Michael Trott
IRN MMT00028
- (191)[FCA CF] Manager of certification employee (since 1 Feb 2021)
- (190)[FCA CF] Client dealing (since 1 Feb 2021)
- (1311)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1310)CF30 Customer (26 Aug 2010 to 8 Dec 2019)
Nicholas Midgley
IRN NOM01002
- (1297)CF30 Customer (16 Apr 2008 to 1 Jul 2011)
Nicholas Nelson Swiggett
IRN NXS00418
- (707)[FCA CF] Client dealing (since 19 Aug 2022)
Nicholas Nigel Moore
IRN NNM01006
- (873)CF30 Customer (18 Mar 2011 to 5 Oct 2017)
Nicholas Paul Bell
IRN NPB01039
- (634)CF30 Customer (22 Sep 2008 to 5 Jan 2012)
Nicholas Paul Roy
IRN NPR01015
- (324)[FCA CF] Client dealing (since 8 Jan 2024)
- (323)[FCA CF] Algorithmic trading (since 8 Jan 2024)
Nicholas Rodolakis
IRN NXR01092
- (1559)[FCA CF] Significant management (1 Feb 2021 to 11 Oct 2024)
- (1558)[FCA CF] Manager of certification employee (1 Feb 2021 to 11 Oct 2024)
- (1557)[FCA CF] Material risk taker (1 Feb 2021 to 11 Oct 2024)
- (1556)[FCA CF] Client dealing (1 Feb 2021 to 11 Oct 2024)
- (1555)CF30 Customer (22 May 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (805)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (804)[FCA CF] Client dealing
3 days ago
controlled function added: (803)[FCA CF] Client dealing
3 days ago
controlled function added: (802)[FCA CF] Client dealing
3 days ago
controlled function added: (801)[FCA CF] Significant management
3 days ago
controlled function added: (800)[FCA CF] Client dealing
3 days ago
controlled function added: (799)[FCA CF] Client dealing
3 days ago
controlled function added: (798)[FCA CF] Client dealing
3 days ago
controlled function added: (797)[FCA CF] Client dealing
3 days ago
controlled function added: (796)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.